Document



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


FORM SD
SPECIALIZED DISCLOSURE REPORT




UNISYS CORPORATION
(Exact Name of Registrant as Specified in its Charter)

Delaware1-872938-0387840
(State or Other Jurisdiction of Incorporation)(Commission File Number)(IRS Employer Identification No.)


801 Lakeview Drive, Suite 100
Blue Bell, Pennsylvania19422
(Address of Principal Executive Offices)(Zip Code)

Gerald P. Kenney: (267) 462-3600
(Name and telephone number, including area code, of the person to contact in connection with this report.)


Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
ý Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2020.



SECTION 1 - CONFLICT MINERALS DISCLOSURE

ITEM 1.01 CONFLICT MINERALS DISCLOSURE AND REPORT

This Form SD of Unisys Corporation (the "Company") is filed pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, as amended, for the reporting period from January 1 through December 31, 2020.

A copy of the Company's Conflict Minerals Report is provided as Exhibit 1.01 to this Form SD and is also available at the Company’s website, attached as an exhibit to the Company’s most recent Form SD, at https://www.unisys.com/investor-relations/financials-filings/sec-filings.
    
ITEM 1.02 EXHIBIT

The Company's Conflict Minerals report is filed as Exhibit 1.01 to this Form SD.


SECTION 2 - EXHIBITS

Exhibit 1.01 - Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.



SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
 
UNISYS CORPORATION
Date: May 25, 2021By:/s/ Gerald P. Kenney
Gerald P. Kenney
Senior Vice President, General Counsel
and Secretary


Document

Unisys Corporation
                
Conflict Minerals Report
Reporting Year: 2020

Introduction                                 

Unisys Corporation (“Unisys”) has prepared this Conflict Minerals Report in accordance with Rule 13p-1 of the Securities Exchange Act, as amended to reflect the requirements of Dodd-Frank Wall Street and Consumer Protection Reform Act of 2010. The scope of this document covers the reporting period from January 1 through December 31, 2020.

“Conflict Materials” are defined by the U.S. Securities and Exchange Commission (the “SEC”) as gold, columbite-tantalite, cassiterite, wolframite, and their derivatives – tin, tantalum, and tungsten (collectively referred to as “3TGs”). Rule 13p-1 requires the annual disclosure of certain information when the 3TGs used in the manufacture of a company’s products are known (or are suspected) to originate from certain conflict regions – specifically from the countries of Angola, Burundi, Central African Republic, Democratic Republic of the Congo, Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda, and Zambia (collectively referred to as “DRC Covered Countries”).

Company & Supply Chain Overview

Unisys is a global information technology (“IT”) company that provides a portfolio of IT services, software, and technology. Unisys operates in two business segments – Services and Technology. In its Technology segment, Unisys develops software and designs systems using commodity servers and server related products.

Many Unisys hardware products require the use of one or more 3TG metals (as detailed in Exhibit A below). These Conflict Minerals are introduced into Unisys products through parts obtained from suppliers, either contract manufacturers or original equipment manufacturers (“OEM”), or from utilization of Conflict Minerals in manufacturing processes employed by Unisys suppliers. Supplier parts obtained by Unisys are utilized in the assembly of Unisys enterprise servers and other electronic equipment. Unisys is not a vertically integrated manufacturer and instead focuses on systems integration through the purchase of higher level assemblies and OEM products. Unisys is therefore several levels removed from the actual mining of Conflict Minerals. Unisys does not make purchases of raw ore or unrefined Conflict Minerals and makes no direct purchases from DRC Covered Countries. In addition, Unisys does not procure directly from smelters or refiners (“SORs”). Unisys does, however, actively support a conflict-free minerals trade policy with DRC Covered Countries from its suppliers. Unisys works with its suppliers to either pursue the development or elimination of SORs that have not achieved RMAP conformance (as defined herein), or are not recognized by RMI as actively working toward compliance.

A copy of Unisys’ Conflict Minerals Policy Statement may be found at the following Unisys website: https://www.unisys.com/about-us/environmental-social-and-governance/conflict-minerals. A copy of



the latest Conflict Minerals Report, attached as an exhibit to Unisys’ most recent Form SD, may be found at https://www.unisys.com/investor-relations/financials-filings/sec-filings.

Due Diligence Process Design

Unisys designed its due diligence process to conform with the framework established for Downstream Supply Chains, as provided by The Organization for Economic Co-operation and Development (“OECD”) “Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas”. As a downstream company, Unisys does not have direct business relationships with SORs or visibility into the movement of Conflict Minerals between mine locations, SORs, or upstream companies. As such, Unisys relies to a large extent on information obtained from industry sources, as well as information obtained from its in-scope direct suppliers.

Unisys supports and leverages the efforts of the Responsible Business Alliance – Responsible Minerals Initiative (“RMI”), Responsible Minerals Assurance Process (“RMAP”), and Conflict Minerals Reporting Template (“CMRT”), as well as industry sponsored third party audits and independent audits performed by the London Bullion Market Association (“LBMA”) and the Responsible Jewellery Council Chain of Custody Standard (“RJC CoC”), in the analysis of SORs for in scope suppliers utilized by Unisys.

2020 Due Diligence Measures Performed

Following is a summary of the 2020 due diligence measures performed by Unisys - per the 5 Step OECD Due Diligence Guidelines.

Step 1: Establish Strong Company Management Systems

Maintain a Supply Chain Policy for Conflict Minerals Originating from Identified Conflict Regions

A copy of Unisys’ Conflict Minerals Policy is posted at the Unisys Social Responsibility web site (see link above). Implementation of this policy is accomplished via Unisys’ internal ISO9001:2015 Quality Management system within procedures adopted by Unisys’ Global Procurement and Supply Chain Operations groups.

Maintain an Internal Conflict Minerals Team

Unisys maintains an internal Conflict Minerals team, facilitated by a management representative of the Supply Chain organization, and composed of team members representing Commodity Management, Supplier Quality Assurance, and Compliance and Supply Chain Engineering groups. The team is responsible for coordinating and implementing all aspects of the Unisys’ Conflict Minerals program, and for communicating results to Unisys senior management.

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Communicate Unisys Conflict Minerals Requirements to Suppliers

Unisys includes in its purchase order standard terms and conditions a clause that states Unisys Conflict Minerals policy and that requires suppliers to disclose to Unisys the existence and origin of any Conflict Minerals in products supplied to Unisys. As an additional measure, Unisys has added a similar clause to its agreement templates for incorporation into applicable new agreements. Unisys agreements continue to be reviewed as they approach renewal, and a similar clause is added as appropriate. Unisys also provides additional written notifications to all in scope suppliers reiterating the Unisys Conflict Minerals Policy and outlining the subject years reporting requirements. For suppliers that have not met previous required reporting obligations, Unisys communicates specifically on required reporting improvements, or alternatively, may choose to eliminate the supplier from the Unisys supply chain.

Provide an On-Line Grievance Mechanism for Conflict Minerals Concerns

Unisys’ Social Responsibility web site contains a link that may be used by concerned parties to communicate Conflict Minerals information to Unisys and/or to report to Unisys corporate management any perceived Conflict Minerals issues.

Retain Records Relating to Supplier Conflict Minerals Performance

Unisys maintains records of relevant supplier correspondence relating to Unisys’ Conflict Minerals program - including supplier provided CMRTs, relevant e-mails, and Unisys Supplier Assessments - per Unisys records retention policies.

Step 2: Identify and Assess Risk in the Supply Chain

Obtain Conflict Minerals Information from In-Scope Unisys Suppliers

Unisys maintains direct contact with each of its in-scope suppliers and requires them to provide information on a minimum annual basis regarding (1) the specific Conflict Minerals contained in parts supplied to Unisys and (2) the potential source of the Conflict Minerals, including smelter/refinery information. Each supplier is required to submit a completed CMRT covering the most recent reporting period.

Analyze Supplier CMRTs for Accuracy/Completeness, and Communicate Any Issues with Suppliers

Each supplier CMRT is reviewed to determine the completeness, timeliness, and, to the extent possible, the accuracy of its data. For each CMRT, Unisys assesses whether the 3TGs identified are consistent with the technology and complexity of the supplied part(s), and whether the supplier’s responses demonstrate sufficient commitment to conflict-free sourcing principles. Supplier responses judged to be insufficient, questionable, or dated (i.e., > 6 month CMRT date stamp) are followed-up with the supplier, and updated information obtained, as applicable. Any supplier deemed to be non-responsive after one or more follow-up attempts is flagged as a problem supplier that requires either additional training/development, or creation of a plan to remove the subject supplier from the Unisys supply chain.
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Develop a Unisys CMRT

A Unisys CMRT, comprised of a roll-up of all supplier provided CMRT data, is developed using a commercially available software package from a major Conflict Minerals service provider. The software package is further used to scrub and refine the smelter data so as to eliminate invalid, erroneous, or duplicate smelter entries, and to identify a final Unisys smelter list.

Perform a Reasonable Country of Origin (RCOI) Analysis to Assess the Source of 3TGs

A Reasonable Country of Origin Inquiry (“RCOI”) is performed on the Unisys smelter list to determine, to the extent possible, the mine locations from which each smelter’s ore originates, and whether any of these locations are within DRC Covered Countries. The source of this information is a combination of data obtained from supplier provided CMRTs, as well as data published at smelter web sites, RMI RMAP conformant / RMAP active smelter data, and to a lesser degree, data from third party sources. As a result of Unisys’ RCOI analysis, each SOR is tagged as to whether their 3TG sourcing “Excludes Covered Countries”, “Includes Covered Countries”, is “Unknown”, or is from “100% Scrap/Recycle” sources.

Perform Further Due Diligence on SORs Sourcing from DRC Region

SORs whose RCOI analysis either “Includes Covered Countries” or is “Unknown” are considered candidates for further Unisys due diligence measures. A significant distinction is made by Unisys between SORs who have successfully completed the RMI - RMAP or are actively pursuing RMAP conformance, versus SORs who have chosen not to participate in the program, with the former (RMAP) groups believed to represent a low risk of supporting armed conflict. Unisys due diligence efforts are therefore focused on those SORs who are not currently RMAP conformant or actively working to achieve RMAP conformance, and are therefore considered to be of higher risk.

Unisys due diligence efforts for higher risk smelters involve a thorough review of publically available SOR information, with an emphasis on evidence of support for armed conflict or a history of questionable or unethical business behavior or human rights abuse.

Step 3: Respond to Identified Risks

Identify “At Risk” Smelters and Undertake Mitigation Actions

SORs who are identified to be “at risk” for support of armed conflict or unethical business behavior are brought to the attention of the specific Unisys supplier whose CMRT reported that smelter, and a plan is requested for risk mitigation. The goal of this effort is to either validate the smelter’s intention to pursue RMAP conformance within a prescribed period of time, or alternatively, to eliminate the SOR from potential use in Unisys products.
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Report Conflict Minerals Status and Risks to Unisys Supply Chain Management

Unisys due diligence efforts and risk mitigation plans are reviewed with Unisys’ U.S. Engineering Resources and Operations VP and his staff during the course of regularly scheduled compliance review meetings.

Maintain Awareness of Potential Problematic SORs as Reported by Non-Governmental Organizations (“NGOs”) or Third Party Conflict Minerals Service Providers

Unisys’ Conflict Minerals team works to maintain awareness of potentially problematic SORs, as reported by various NGOs or third party Conflict Minerals service providers, and strives to avoid use of these SORs in the Unisys supply chain.

Step 4: Carry Out Independent Third Party Audit of Supply Chain Due Diligence

As a downstream supply chain company, Unisys has no direct business relationship with SORs, and relies heavily on independent third party audits performed by RMI’s RMAP, as well as similar third party gold audits performed by the LBMA and the RJC CoC, all of which employ the OECD Due Diligence Guidance process.

Step 5: Report Annually on Supply Chain Due Diligence

In accordance with Rule 13p-1 of the Securities Exchange Act, each year Unisys files with the SEC a Specialized Disclosure Form (“Form SD”) together with an accompanying Conflict Minerals Report (“CMR”). A copy of Unisys’ Conflict Minerals Policy Statement is published on the Unisys Environmental Social and Governance website (see link above).

2020 Due Diligence Findings/Results

For calendar year 2020, Unisys identified a total of 14 in-scope suppliers who provided purchased parts containing one or more Conflict Minerals that were used in the manufacture of Unisys products. Latest revision CMRTs were requested from each of these suppliers, from which Unisys received a total of 14 completed responses (i.e., 100% supplier response rate), covering 100% of Unisys 2020 3TG purchases.

From the 14 CMRTs received, Unisys identified a total of 326 operational SORs that may have processed Conflict Minerals contained in Unisys products. As of April 22, 2021, of the 326 SORs – 240 (73.6%) were RMAP conformant, 14 (4.3%) were actively pursuing RMAP conformance through participation in either RMI or LBMA Audit processes, while 72 SORs (22.1%) were identified as currently “Non-Participating” in an OECD Guidance based audit program.

A summary of Unisys’ progress in achieving conflict-free SOR status is shown in Table 1 below for the 2016 thru 2020 reporting periods. While the overall percentage of conflict-free SORs (RMAP Conformant / RMAP Active) declined to 78% in the last year, down from 81% in the previous reporting year, there was improvement in the number of high risk smelters found in the Unisys supply chain (five, down from six in the previous year). This improvement is in part due to re-sourcing of several key
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purchased parts from older to newer technologies in recent years, and the elimination of all high risk SORs in the supply chain of one of Unisys’ key suppliers in the last year.

Unisys remains committed to working with its suppliers to achieve continuous improvement in supply chain performance, especially as new products are introduced, and continues to strive to maximize the percentage of SORs actively participating in the RMI conflict-free program.

Conflict MineralConflict Free SORs vs Total SORs
20162017201820192020
(Qty)(%)(Qty)(%)(Qty)(%)(Qty)(%)(Qty)(%)
Tantalum47 of 4898%41 of 4395%41 of 4395%41 of 41100%38 of 4193%
Tin67 of 8480%71 of 8089%75 of 8489%79 of 8791%61 of 7186%
Tungsten40 of 4687%41 of 4689%40 of 4687%46 of 4994%45 of 5385%
Gold94 of 13669%101 of14769%106 of 14971%107 of 15868%110 of 16168%
Total248 of 31479%254 of 31680%262 of 32281%273 of 33581%254 of 32678%
Table 1 – 2016 through 2020 Conflict-Free & Actively Participating SORs, for Unisys 3TG metals

Unisys RCOI and due diligence investigations for the 72 SORs not currently participating in an OECD Guidance based audit program found no evidence of sourcing from DRC Covered Countries for 67 of the SORs, and confirmed and/or determined that it was likely that the five remaining SORs sourced from DRC Covered Countries. All five were identified as higher risk due to prior reported incidences of questionable or unethical business behavior or lax procurement practices. Unisys is working to validate that these higher risk SORs are not in use on Unisys purchased products.

A summary of Unisys progress in eliminating high risk SORs that may have been used in parts supplied to Unisys is shown in Table 2. Since the last reporting year, the total number of identified high risk SORs decreased from six to five, and the total number of Unisys suppliers reporting the use of these high risk SORs decreased from three to two. This decrease was due to the removal of all high risk SORs from one of Unisys’ longer standing key suppliers. The remaining two suppliers with high risk SORs are relatively recent additions to the Unisys supplier base (with two years of conflict minerals reporting). Their reporting is at the corporate level, encompassing commodities that extend beyond the scope of products that Unisys sources from them. Unisys is committed to continue working with these two suppliers to eliminate the problematic SORs from their supply chain for the product/s that Unisys procures from them.



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Conflict MineralHigh Risk SORsSuppliers with High Risk SORs
2019202020162017201820192020
Tantalum0000000
Tin0000000
Tungsten0000000
Gold6553232
Total6553232
Table 2 - Number of High Risk SORs & Suppliers employing High Risk SORs, for Unisys products, for reporting periods 2016 through 2020.

A listing of country of origin information, as collected by Unisys during the 2020 RCOI process, is found in the following Table 3.

ArgentinaEcuadorKyrgyzstanNigeriaSudan
AustraliaEthiopiaLiberiaPanamaSweden
AustriaFranceMadagascarPeruSwitzerland
BoliviaGhanaMalaysiaPhilippinesTanzania
BrazilGuatemalaMexicoPolandThailand
BurundiGuineaMongoliaPortugalTurkey
CambodiaGuyanaMoroccoRepublic of KoreaUganda
CanadaHondurasMozambiqueRussian FederationUnited States
ChileIndiaMyanmarRwandaUzbekistan
ChinaIndonesiaNamibiaSierra LeoneVietnam
ColumbiaJapanNew ZealandSouth AfricaZambia
DRCKazakhstanNicaraguaSpainZimbabwe
Table 3 – Potential Countries of Origin for Conflict Minerals used by SORs listed in Exhibit B.

Risk Mitigation – Improvement Program

Following is a list of steps that Unisys has taken or is taking to mitigate the risk that Unisys Conflict Minerals might benefit or finance armed groups:

1.After review of the High Risk SORs identified during the 2020 due diligence process, it was determined that two Unisys suppliers sourced 3TGs from one or more of the five high risk SORs. Unisys is currently working with these suppliers to better understand the actions being taken relative to the subject high risk SORs and their removal. In parallel, since many of Unisys suppliers report at a corporate level, Unisys is working to determine if the high risk SORs are used in the creation of Unisys purchased product. The goal of this effort is to either validate the intention of these SORs to achieve RMAP conformance within a prescribed period of time or, alternatively, to eliminate the use of these smelters by the relevant suppliers in the production of
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product being purchased by Unisys;
2.Unisys continues to work with its suppliers to maximize the use of conflict-free SORs in the manufacture of Unisys purchased parts, with emphasis on parts used in new Unisys products;

3.Unisys will continue to maintain awareness of latest industry developments and trends in Conflict Minerals due diligence processes and implement these into the Unisys risk assessment process, as applicable;

4.Unisys will again request information and supporting data from each supplier providing parts to Unisys that are subject to 2021 reporting requirements by utilizing the CMRT and will pursue completed template responses that identify material down to the smelter and mine;

5.Unisys will again follow its due diligence process to review and validate supplier responses that are obtained in support of Unisys 2021 Conflict Minerals reporting;

6.Unisys will continue to provide its Conflict Minerals Policy to suppliers as part of its reporting template-based supplier inquiry process for 2021; and

7. Unisys will continue to include within its purchase order standard terms and conditions a clause requiring suppliers to disclose to Unisys the existence and origin of any Conflict Minerals in any products supplied to Unisys. A similar clause is being added into new agreements and will be added to agreement renewals as appropriate.

2020 Conflict Minerals Reporting Summary

Although Unisys’ due diligence efforts determined that 321 of 326 SORs that were reported to Unisys from its in scope suppliers for 2020 were either not sourcing Conflict Minerals from DRC Covered Countries or were not supporting armed conflict in the DRC, Unisys was unable to precisely determine the status of the five remaining smelters. Because of concerns around these five remaining SORs, Unisys is taking action to work with these suppliers to identify their plan to eliminate the five SORs from their reported SORs for 2021. Alternatively, if any of the subject five smelters will remain in 2021 reporting, Unisys will look to validate that they are not used in the creation of products provided to Unisys.

Product Description and List of Facilities

A list of parts used in Unisys enterprise servers and other electronic equipment for which Unisys solicited supplier information regarding Conflict Mineral content or Conflict Mineral use in production is included in Exhibit A. A list of smelter facilities that, to the extent known, processed Conflict Minerals in Unisys products is included in Exhibit B.


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CONFLICT MINERALS REPORT
EXHIBIT A
DESCRIPTION OF UNISYS CORPORATION’S 2020 PRODUCTS (PARTS/SUPPLIES)

Product Description (conflict mineral)
Cables & Harnesses * (tin, gold)
Computer Cabinets & Accessories (none)
Computer Products - Servers, Storage, Input/Output & other Peripherals * (tin, tantalum, tungsten, gold)
Displays / Monitors * (tin, tantalum, tungsten, gold)
Fasteners (none)
Flex Circuits * (tin, gold)
Keyboards * (tin, tantalum, tungsten, gold)
Labels (none)
Memory - Modules, * (tin, tantalum, tungsten, gold)
Molded Plastic Parts (none)
Network Switches *(tin, tantalum, tungsten, gold)
Power Strips * (tin, tantalum, tungsten, gold)
Power Supplies * (tin, tantalum, gold)
Printed Circuit Assemblies * (tin, tantalum, tungsten, gold)
Sheet Metal (none)
Electro-mechanical Assemblies * (tin, tantalum, tungsten, gold)
Solder * (tin)
Thermal Transfer Products (none)
Universal Serial Port (USB) Security Devices, Flash cards * (tin, gold)

* Denotes Unisys Products known to contain Conflict Minerals – tin, tantalum, tungsten, or gold


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CONFLICT MINERALS REPORT
EXHIBIT B
FACILITIES THAT, TO THE EXTENT KNOWN, PROCESSED CONFLICT MINERALS IN UNISYS PRODUCTS
MetalFacility NameFacility Location
Gold8853 S.p.A.ITALY
GoldAbington Reldan Metals, LLCUNITED STATES OF AMERICA
GoldAdvanced Chemical CompanyUNITED STATES OF AMERICA
GoldAfrican Gold RefineryUGANDA
GoldAida Chemical Industries Co., Ltd.JAPAN
GoldAl Etihad Gold LLCUNITED ARAB EMIRATES
GoldAllgemeine Gold-und Silberscheideanstalt A.G.GERMANY
GoldAlmalyk Mining and Metallurgical Complex (AMMC)UZBEKISTAN
GoldAngloGold Ashanti Corrego do Sitio MineracaoBRAZIL
GoldArgor-Heraeus S.A.SWITZERLAND
GoldAsahi Pretec Corp.JAPAN
GoldAsahi Refining Canada Ltd.CANADA
GoldAsahi Refining USA Inc.UNITED STATES OF AMERICA
GoldAsaka Riken Co., Ltd.JAPAN
GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.TURKEY
GoldAU Traders and RefinersSOUTH AFRICA
GoldAugmont Enterprises Private LimitedINDIA
GoldAurubis AGGERMANY
GoldBangalore RefineryINDIA
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)PHILIPPINES
GoldBoliden ABSWEDEN
GoldC. Hafner GmbH + Co. KGGERMANY
GoldC.I Metales Procesados Industriales SASCOLOMBIA
GoldCaridadMEXICO
GoldCCR Refinery - Glencore Canada CorporationCANADA
GoldCendres + Metaux S.A.SWITZERLAND
GoldCGR Metalloys Pvt Ltd.INDIA
GoldChimet S.p.A.ITALY
GoldChugai MiningJAPAN
GoldDaye Non-Ferrous Metals Mining Ltd.CHINA
GoldDegussa Sonne / Mond Goldhandel GmbHGERMANY
GoldDijllah Gold Refinery FZCUNITED ARAB EMIRATES
GoldDODUCO Contacts and Refining GmbHGERMANY
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GoldDowaJAPAN
GoldDS PRETECH Co., Ltd.KOREA, REPUBLIC OF
GoldDSC (Do Sung Corporation)KOREA, REPUBLIC OF
GoldEco-System Recycling Co., Ltd.JAPAN
GoldEco-System Recycling Co., Ltd. North PlantJAPAN
GoldEco-System Recycling Co., Ltd. West PlantJAPAN
GoldEmirates Gold DMCCUNITED ARAB EMIRATES
GoldFidelity Printers and Refiners Ltd.ZIMBABWE
GoldFujairah Gold FZCUNITED ARAB EMIRATES
GoldGCC Gujrat Gold Centre Pvt. Ltd.INDIA
GoldGeib Refining CorporationUNITED STATES OF AMERICA
GoldGold Coast RefineryGHANA
GoldGold Refinery of Zijin Mining Group Co., Ltd.CHINA
GoldGreat Wall Precious Metals Co., Ltd. of CBPMCHINA
GoldGuangdong Jinding Gold LimitedCHINA
GoldGuoda Safina High-Tech Environmental Refinery Co., Ltd.CHINA
GoldHangzhou Fuchunjiang Smelting Co., Ltd.CHINA
GoldHeeSung Metal Ltd.KOREA, REPUBLIC OF
GoldHeimerle + Meule GmbHGERMANY
GoldHeraeus Metals Hong Kong Ltd.CHINA
GoldHeraeus Precious Metals GmbH & Co. KGGERMANY
GoldHunan Chenzhou Mining Co., Ltd.CHINA
GoldHunan Guiyang yinxing Nonferrous Smelting Co., Ltd.CHINA
GoldHwaSeong CJ CO., LTD.KOREA, REPUBLIC OF
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.CHINA
GoldInternational Precious Metal RefinersUNITED ARAB EMIRATES
GoldIshifuku Metal Industry Co., Ltd.JAPAN
GoldIstanbul Gold RefineryTURKEY
GoldItalpreziosiITALY
GoldJALAN & CompanyINDIA
GoldJapan MintJAPAN
GoldJiangxi Copper Co., Ltd.CHINA
GoldJSC Ekaterinburg Non-Ferrous Metal Processing PlantRUSSIAN FEDERATION
GoldJSC UralelectromedRUSSIAN FEDERATION
GoldJX Nippon Mining & Metals Co., Ltd.JAPAN
GoldKaloti Precious MetalsUNITED ARAB EMIRATES
GoldKazakhmys Smelting LLCKAZAKHSTAN
GoldKazzincKAZAKHSTAN
GoldKennecott Utah Copper LLCUNITED STATES OF AMERICA
GoldKGHM Polska Miedz Spolka AkcyjnaPOLAND
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GoldKojima Chemicals Co., Ltd.JAPAN
GoldKorea Zinc Co., Ltd.KOREA, REPUBLIC OF
GoldKundan Care Products Ltd.INDIA
GoldKyrgyzaltyn JSCKYRGYZSTAN
GoldKyshtym Copper-Electrolytic Plant ZAORUSSIAN FEDERATION
GoldL'azurde Company For JewelrySAUDI ARABIA
GoldLingbao Gold Co., Ltd.CHINA
GoldLingbao Jinyuan Tonghui Refinery Co., Ltd.CHINA
GoldL'Orfebre S.A.ANDORRA
GoldLS-NIKKO Copper Inc.KOREA, REPUBLIC OF
GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.CHINA
GoldMarsam MetalsBRAZIL
GoldMaterionUNITED STATES OF AMERICA
GoldMatsuda Sangyo Co., Ltd.JAPAN
GoldMetalor Technologies (Hong Kong) Ltd.CHINA
GoldMetalor Technologies (Singapore) Pte., Ltd.SINGAPORE
GoldMetalor Technologies (Suzhou) Ltd.CHINA
GoldMetalor Technologies S.A.SWITZERLAND
GoldMetalor USA Refining CorporationUNITED STATES OF AMERICA
GoldMetalurgica Met-Mex Penoles S.A. De C.V.MEXICO
GoldMitsubishi Materials CorporationJAPAN
GoldMitsui Mining and Smelting Co., Ltd.JAPAN
GoldMMTC-PAMP India Pvt., Ltd.INDIA
GoldModeltech Sdn BhdMALAYSIA
GoldMorris and WatsonNEW ZEALAND
GoldMorris and Watson Gold CoastAUSTRALIA
GoldMoscow Special Alloys Processing PlantRUSSIAN FEDERATION
GoldNadir Metal Rafineri San. Ve Tic. A.S.TURKEY
GoldNavoi Mining and Metallurgical CombinatUZBEKISTAN
GoldNH Recytech CompanyKOREA, REPUBLIC OF
GoldNihon Material Co., Ltd.JAPAN
GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHAUSTRIA
GoldOhura Precious Metal Industry Co., Ltd.JAPAN
GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)RUSSIAN FEDERATION
GoldOJSC Novosibirsk RefineryRUSSIAN FEDERATION
GoldPAMP S.A.SWITZERLAND
GoldPease & CurrenUNITED STATES OF AMERICA
GoldPenglai Penggang Gold Industry Co., Ltd.CHINA
GoldPlanta Recuperadora de Metales SpACHILE
GoldPrioksky Plant of Non-Ferrous MetalsRUSSIAN FEDERATION
12


GoldPT Aneka Tambang (Persero) TbkINDONESIA
GoldPX Precinox S.A.SWITZERLAND
GoldQG Refining, LLCUNITED STATES OF AMERICA
GoldRand Refinery (Pty) Ltd.SOUTH AFRICA
GoldRefinery of Seemine Gold Co., Ltd.CHINA
GoldRemondis Argentia B.V.NETHERLANDS
GoldRoyal Canadian MintCANADA
GoldSAAMPFRANCE
GoldSabin Metal Corp.UNITED STATES OF AMERICA
GoldSafimet S.p.AITALY
GoldSAFINA A.S.CZECH REPUBLIC
GoldSai RefineryINDIA
GoldSamduck Precious MetalsKOREA, REPUBLIC OF
GoldSamwon Metals Corp.KOREA, REPUBLIC OF
GoldSAXONIA Edelmetalle GmbHGERMANY
GoldSEMPSA Joyeria Plateria S.A.SPAIN
GoldShandong Humon Smelting Co., Ltd.CHINA
GoldShandong Tiancheng Biological Gold Industrial Co., Ltd.CHINA
GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.CHINA
GoldShirpur Gold Refinery Ltd.INDIA
GoldSichuan Tianze Precious Metals Co., Ltd.CHINA
GoldSingway Technology Co., Ltd.TAIWAN, PROVINCE OF CHINA
GoldSOE Shyolkovsky Factory of Secondary Precious MetalsRUSSIAN FEDERATION
GoldSolar Applied Materials Technology Corp.TAIWAN, PROVINCE OF CHINA
GoldSovereign MetalsINDIA
GoldState Research Institute Center for Physical Sciences and TechnologyLITHUANIA
GoldSudan Gold RefinerySUDAN
GoldSumitomo Metal Mining Co., Ltd.JAPAN
GoldSungEel HiMetal Co., Ltd.KOREA, REPUBLIC OF
GoldT.C.A S.p.AITALY
GoldTanaka Kikinzoku Kogyo K.KJAPAN
GoldThe Refinery of Shandong Gold Mining Co., Ltd.CHINA
GoldTokuriki Honten Co., Ltd.JAPAN
GoldTongling Nonferrous Metals Group Co., Ltd.CHINA
GoldTony Goetz NVBELGIUM
GoldTOO Tau-Ken-AltynKAZAKHSTAN
GoldTorecomKOREA, REPUBLIC OF
GoldUmicore Brasil Ltda.BRAZIL
GoldUmicore Precious Metals ThailandTHAILAND
GoldUmicore S.A. Business Unit Precious Metals RefiningBELGIUM
GoldUnited Precious Metal Refining, Inc.UNITED STATES OF AMERICA
13


GoldValcambi S.A.SWITZERLAND
GoldWestern Australian Mint (T/a The Perth Mint)AUSTRALIA
GoldWIELAND Edelmetalle GmbHGERMANY
GoldYamakin Co., Ltd.JAPAN
GoldYokohama Metal Co., Ltd.JAPAN
GoldYunnan Copper Industry Co., Ltd.CHINA
GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationCHINA
TantalumAsaka Riken Co., Ltd.JAPAN
TantalumChangsha South Tantalum Niobium Co., Ltd.CHINA
TantalumCP Metals Inc.UNITED STATES OF AMERICA
TantalumD Block Metals, LLCUNITED STATES OF AMERICA
TantalumExotech Inc.UNITED STATES OF AMERICA
TantalumF&X Electro-Materials Ltd.CHINA
TantalumFIR Metals & Resource Ltd.CHINA
TantalumGlobal Advanced Metals AizuJAPAN
TantalumGlobal Advanced Metals BoyertownUNITED STATES OF AMERICA
TantalumGuangdong Rising Rare Metals-EO Materials Ltd.CHINA
TantalumGuangdong Zhiyuan New Material Co., Ltd.CHINA
TantalumH.C. Starck Co., Ltd.THAILAND
TantalumH.C. Starck Hermsdorf GmbHGERMANY
TantalumH.C. Starck Inc.UNITED STATES OF AMERICA
TantalumH.C. Starck Ltd.JAPAN
TantalumH.C. Starck Smelting GmbH & Co. KGGERMANY
TantalumH.C. Starck Tantalum and Niobium GmbHGERMANY
TantalumHengyang King Xing Lifeng New Materials Co., Ltd.CHINA
TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.CHINA
TantalumJiangxi Tuohong New Raw MaterialCHINA
TantalumJiujiang Janny New Material Co., Ltd.CHINA
TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.CHINA
TantalumJiujiang Nonferrous Metals Smelting Company LimitedCHINA
TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.CHINA
TantalumKEMET Blue MetalsMEXICO
TantalumKEMET Blue PowderUNITED STATES OF AMERICA
TantalumLSM Brasil S.A.BRAZIL
TantalumMetallurgical Products India Pvt., Ltd.INDIA
TantalumMineracao Taboca S.A.BRAZIL
TantalumMitsui Mining and Smelting Co., Ltd.JAPAN
TantalumNingxia Orient Tantalum Industry Co., Ltd.CHINA
TantalumNPM Silmet ASESTONIA
TantalumPower Resources Ltd.NORTH MACEDONIA
TantalumQuantumCleanUNITED STATES OF AMERICA
TantalumResind Industria e Comercio Ltda.BRAZIL
14


TantalumRFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd.CHINA
TantalumSolikamsk Magnesium Works OAORUSSIAN FEDERATION
TantalumTaki Chemical Co., Ltd.JAPAN
TantalumTelex MetalsUNITED STATES OF AMERICA
TantalumUlba Metallurgical Plant JSCKAZAKHSTAN
TantalumXinXing HaoRong Electronic Material Co., Ltd.CHINA
TinAlphaUNITED STATES OF AMERICA
TinAn Vinh Joint Stock Mineral Processing CompanyVIETNAM
TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.CHINA
TinChifeng Dajingzi Tin Industry Co., Ltd.CHINA
TinChina Tin Group Co., Ltd.CHINA
TinCRM SynergiesSPAIN
TinCV Tiga SekawanINDONESIA
TinCV Venus Inti PerkasaINDONESIA
TinDongguan CiEXPO Environmental Engineering Co., Ltd.CHINA
TinDowaJAPAN
TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyVIETNAM
TinEM VintoBOLIVIA
TinEstanho de Rondonia S.A.BRAZIL
TinFenix MetalsPOLAND
TinGejiu City Fuxiang Industry and Trade Co., Ltd.”CHINA
TinGejiu Fengming Metallurgy Chemical PlantCHINA
TinGejiu Kai Meng Industry and Trade LLCCHINA
TinGejiu Non-Ferrous Metal Processing Co., Ltd.CHINA
TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.CHINA
TinGejiu Zili Mining And Metallurgy Co., Ltd.CHINA
TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.CHINA
TinGuanyang Guida Nonferrous Metal Smelting PlantCHINA
TinHuiChang Hill Tin Industry Co., Ltd.CHINA
TinHuichang Jinshunda Tin Co., Ltd.CHINA
TinKundur SmelterINDONESIA
TinLuna Smelter, Ltd.RWANDA
TinMa'anshan Weitai Tin Co., Ltd.CHINA
TinMagnu's Minerais Metais e Ligas Ltda.BRAZIL
TinMalaysia Smelting Corporation (MSC)MALAYSIA
TinMelt Metais e Ligas S.A.BRAZIL
TinMetallic Resources, Inc.UNITED STATES OF AMERICA
TinMetallo Belgium N.V.BELGIUM
TinMetallo Spain S.L.U.SPAIN
TinMineracao Taboca S.A.BRAZIL
15


TinMinsurPERU
TinMitsubishi Materials CorporationJAPAN
TinModeltech Sdn BhdMALAYSIA
TinNankang Nanshan Tin Manufactory Co., Ltd.CHINA
TinNghe Tinh Non-Ferrous Metals Joint Stock CompanyVIETNAM
TinO.M. Manufacturing (Thailand) Co., Ltd.THAILAND
TinO.M. Manufacturing Philippines, Inc.PHILIPPINES
TinOperaciones Metalurgical S.A.BOLIVIA
TinPongpipat Company LimitedMYANMAR
TinPrecious Minerals and Smelting LimitedINDIA
TinPT Aries Kencana SejahteraINDONESIA
TinPT Artha Cipta LanggengINDONESIA
TinPT ATD Makmur Mandiri JayaINDONESIA
TinPT Babel Surya Alam LestariINDONESIA
TinPT Bangka SerumpunINDONESIA
TinPT Lautan Harmonis SejahteraINDONESIA
TinPT Menara Cipta MuliaINDONESIA
TinPT Mitra Stania PrimaINDONESIA
TinPT Prima Timah UtamaINDONESIA
TinPT Rajawali Rimba PerkasaINDONESIA
TinPT Refined Bangka TinINDONESIA
TinPT Stanindo Inti PerkasaINDONESIA
TinPT Timah (Persero) Tbk MentokINDONESIA
TinPT Tinindo Inter NusaINDONESIA
TinResind Industria e Comercio Ltda.BRAZIL
TinRui Da HungTAIWAN, PROVINCE OF CHINA
TinSoft Metais Ltda.BRAZIL
TinSuper LigasBRAZIL
TinThai Nguyen Mining and Metallurgy Co., Ltd.VIETNAM
TinThaisarcoTHAILAND
TinTin Technology & RefiningUNITED STATES OF AMERICA
TinTuyen Quang Non-Ferrous Metals Joint Stock CompanyVIETNAM
TinVQB Mineral and Trading Group JSCVIETNAM
TinWhite Solder Metalurgia e Mineracao Ltda.BRAZIL
TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.CHINA
TinYunnan Tin Company, Ltd.CHINA
TinYunnan Yunfan Non-ferrous Metals Co., Ltd.CHINA
TungstenA.L.M.T. TUNGSTEN Corp.JAPAN
TungstenACL Metais EireliBRAZIL
TungstenAlbasteel Industria e Comercio de Ligas Para Fundicao Ltd.BRAZIL
TungstenAsia Tungsten Products Vietnam Ltd.VIETNAM
16


TungstenChenzhou Diamond Tungsten Products Co., Ltd.CHINA
TungstenChina Molybdenum Tungsten Co., Ltd.CHINA
TungstenChongyi Zhangyuan Tungsten Co., Ltd.CHINA
TungstenCNMC (Guangxi) PGMA Co., Ltd.CHINA
TungstenCP Metals Inc.UNITED STATES OF AMERICA
TungstenFujian Ganmin RareMetal Co., Ltd.CHINA
TungstenFujian Jinxin Tungsten Co., Ltd.CHINA
TungstenGanzhou Haichuang Tungsten Co., Ltd.CHINA
TungstenGanzhou Huaxing Tungsten Products Co., Ltd.CHINA
TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.CHINA
TungstenGanzhou Seadragon W & Mo Co., Ltd.CHINA
TungstenGEM Co., Ltd.CHINA
TungstenGlobal Tungsten & Powders Corp.UNITED STATES OF AMERICA
TungstenGuangdong Xianglu Tungsten Co., Ltd.CHINA
TungstenH.C. Starck Smelting GmbH & Co. KGGERMANY
TungstenH.C. Starck Tungsten GmbHGERMANY
TungstenHunan Chenzhou Mining Co., Ltd.CHINA
TungstenHunan Chuangda Vanadium Tungsten Co., Ltd. WujiCHINA
TungstenHunan Chunchang Nonferrous Metals Co., Ltd.CHINA
TungstenHunan Litian Tungsten Industry Co., Ltd.CHINA
TungstenHydrometallurg, JSCRUSSIAN FEDERATION
TungstenJapan New Metals Co., Ltd.JAPAN
TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.CHINA
TungstenJiangxi Dayu Longxintai Tungsten Co., Ltd.CHINA
TungstenJiangxi Gan Bei Tungsten Co., Ltd.CHINA
TungstenJiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.CHINA
TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.CHINA
TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.CHINA
TungstenJiangxi Yaosheng Tungsten Co., Ltd.CHINA
TungstenJSC "Kirovgrad Hard Alloys Plant"RUSSIAN FEDERATION
TungstenKennametal FallonUNITED STATES OF AMERICA
TungstenKennametal HuntsvilleUNITED STATES OF AMERICA
TungstenKGETS Co., Ltd.KOREA, REPUBLIC OF
TungstenLianyou Metals Co., Ltd.TAIWAN, PROVINCE OF CHINA
TungstenMalipo Haiyu Tungsten Co., Ltd.CHINA
TungstenMoliren Ltd.RUSSIAN FEDERATION
TungstenNiagara Refining LLCUNITED STATES OF AMERICA
TungstenNPP Tyazhmetprom LLCRUSSIAN FEDERATION
TungstenNui Phao H.C. Starck Tungsten Chemicals Manufacturing LLCVIETNAM
TungstenPhilippine Chuangxin Industrial Co., Inc.PHILIPPINES
17


TungstenSouth-East Nonferrous Metal Company Limited of Hengyang CityCHINA
TungstenTejing (Vietnam) Tungsten Co., Ltd.VIETNAM
TungstenUnecha Refractory metals plantRUSSIAN FEDERATION
TungstenWolfram Bergbau und Hutten AGAUSTRIA
TungstenWoltech Korea Co., Ltd.KOREA, REPUBLIC OF
TungstenXiamen Tungsten (H.C.) Co., Ltd.CHINA
TungstenXiamen Tungsten Co., Ltd.CHINA
TungstenXinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.CHINA
TungstenXinhai Rendan Shaoguan Tungsten Co., Ltd.CHINA

18